Tag: SEC

The SEC is inviting public feedback on proposed rule changes that would lift the ban on digital assets as a ...

At the end of May 2024, all Thailand ESG Funds have the collective NAV of 6,844 million baht. Of this, ...

SEC, the CFA Institute, and CFA Society Thailand collaborated to organize a training seminar focused on integrating ESG factors into ...

Efforts to boost market confidence include swift implementation of measures to address issues such as short selling and program trading, ...

SEC requested civil lawsuits against nine offenders for price manipulation of NMG, EIC, and TH shares. Offenders must pay 33,677,137.50 ...

The Minister of Finance has revoked Zipmex's digital asset business licenses owing to financial instability and insufficient management. Clients are ...

The Securities and Exchange Commission (SEC) has extended the submission period for approval renewal applications, providing increased flexibility and convenience ...

Digital asset exchanges are prohibited from listing meme tokens, but brokers can offer meme token services if acting as intermediaries. ...

The SEC has imposed financial penalties and trading prohibitions on 14 individuals for manipulating share prices. These individuals collaborated in ...

SEC ordered NEWS to clarify the dilution effect of NEWS-W8 warrants by 29 April 2024 due to non-disclosure in the ...